COVERED WARRANTS ISSUED BY HSC

 
Warrant name

FPT-HSC-MET01

MBB-HSC-MET02

MWG-HSC-MET02

VNM-HSC-MET01

VRE-HSC-MET01

Underlying code FPT MBB MWG VNM VRE
Maturity 6 months 6 months 6 months 6 months 6 months
Issuance date 08 October 2019 08 October 2019 08 October 2019 08 October 2019 08 October 2019
Maturity date 08 April 2020 08 April 2020 08 April 2020 08 April 2020 08 April 2020
Conversion ratio 5 : 1 2 : 1 10 : 1 10 : 1 4 : 1
Strike price 57,000 VNĐ 23,000 VNĐ 125,000 VNĐ 133,000 VNĐ 32,500 VNĐ
Issue price 1,700 VNĐ 1,700 VNĐ 1,900 VNĐ 1,900 VNĐ 1,300 VNĐ
Issuance volume 5,000,000 5,000,000 5,000,000 5,000,000 5,000,000
Notice of issuance Click here Click here Click here Click here Click here
Prospectus Click here Click here Click here Click here Click here

 

INSTRUCTION OF COVERED WARRANT PURCHASE REGISTRATION

 

A. PROCEDURE FOR PURCHASING IPO COVERED WARRANT ISSUED BY HSC

 

1. PROCEDURE OF IPO COVERED WARRANT PURCHASE REGISTRATION

 
TERM  
Investor receives information of covered warrant issuance HSC discloses Notice of Warrant Issuance and Prospectus via website www.hsc.com.vn
Investor registers for warrant purchase

Directly register: At HSC Head office and Hanoi branch.

Minimum bidding volume: 10,000 CW

Lot size: 1,000 warrants

Investor makes a cash deposit

Client transfers 100% of registered value to HSC bank accounts:

Recipient: Cong ty Co Phan Chung Khoan TP.HCM
Recipient accout number: 119-10-00-042143-8 – For FPT-HSC-MET01
Recipient accout number: 119-10-00-042141-0 – For MBB-HSC-MET02
Recipient accout number: 119-10-00-042140-1 – For MWG-HSC-MET02
Recipient accout number: 119-10-00-042939-9 – For VNM-HSC-MET01
Recipient accout number: 119-10-00-042141-0 – For MBB-HSC-MET01
Bank: BIDV – Nam Ky Khoi Nghia Branch, District 1, HCMC
Details: < Investor’s name > < ID number > <Number of CW> <CW name>

Example: Nguyen Van A, CMND 012020853, 10,000CW, MBB-HSC-MET01

HSC sends purchase registration result After registration time, HSC will send warrant purchase registration result to clients via Document / Email / SMS and Phone.
HSC reimburses for the unsuccessfully bidding volumes HSC transfers to the Bank Account registered by clients.
Completing the distribution

HSC continues to carry out the listing registration and depository registration process for warrants to be deposited automatically in clients' accounts.

The warrants are officially traded on the Stock Exchange.

 

2. PLACE FOR WARRANT PURCHASE REGISTRATION

 

HEAD OFFICE

2nd Floor, AB Tower, 76 Le Lai, District 1, HCMC
Tel:  +84-28 3823 3299
Fax: +84-28 3823 3301

HA NOI BRANCH

2nd Floor, CornerStone Tower, 16 Phan Chu Trinh, Hoan Kiem District, Ha Noi
Tel: +84-24 3933 4693
Fax: +84-24 3933 4822


3. DISTRIBUTION TIME

 
Term Time
Investors register for warrant purchase and deposit cash 08 October 2019
HSC allocates warrants to the corresponding bids by investors 09 October 2019
HSC sends purchase registration result and reimburses for the unsuccessfully bidding volumes 09-10 October 2019

 

4. REQUIRED DOCUMENTS

Private Clients

  • 01 Original "Covered Warrant Purchase Registration Form"
  • 01 Copy of ID card (investor is required to bring the original for our comparison).
  • 01 Power of Attorney (if any).
  • 01 Original / notarized copy of the Certificate of Transaction Code from VSD & Passport (for Foreign Investors)
  • 01 Confirmation letter from the bank about the indirect investment account (FII) (for Foreign Investors)
  • 01 Valid copy of Securities Account Opening Form in case the Investor registers securities trading account to deposit Covered Warrant at other Brokers instead of HSC (if any).

Institutional Clients

  • 01 Original "Covered Warrant Purchase Registration Form"
  • 01 Notarized copy of the Business Registration Certificate.
  • 01 Notarized copy of relating documents of changing business information (if any).
  • 01 Valid copy of ID card of the legal representative.
  • 01 Valid copy of the Power of Attorney for the representative
  • 01 Valid copy of the seal specimen registration certificate (if any)
  • 01 Original / valid copy of Certificate of transaction code from VSD (for Foreign Investors)
  • 01 Confirmation letter from the bank about the indirect investment account (FII) (applied for foreign investor)
  • 01 Valid copy of Securities Account Opening Form in case the Investor registers securities trading account to deposit Covered Warrant at other Brokers instead of HSC (if any).
 

B. GUIDELINES FOR TRADING COVERED WARRANT AFTER LISTING ON HOSE

Investors can trade Covered Warrant on Ho Chi Minh Stock Exchange like other equities.