Procedure

Transfers 100% of registered value to HSC bank accounts

Recipient: Cong ty Co Phan Chung Khoan TP. HCM

Recipient account number: 119-10-00-043895-1- For HPG-HSC-MET07

Recipient account number: 119-10-00-046504-7 - For STB-HSC-MET03

Recipient account number: 119-10-00-043897-9 For TCB-HSC-MET06

Recipient account number: 119-10-00-044983-8 - For VHM-HSC-MET06

Recipient account number: 119-10-00-043898-8 - For VPB-HSC-MET07

Recipient account number: 119-10-00-042941-4- For VRE-HSC-MET07

Bank: BIDV - Nam Ky Khoi Nghia Branch, District 1, HCMC

Details:

Example: Nguyen Van Nam, CMND 0123415151, 10,000 CW, HPG-HSC-MET07

Place for Registration

Timeline of Registration

Registration Documents

For individuals:

• 01 original copy of covered warrant purchase application form CW Purchasing Registration Form
• 01 copy of ID card (with the original ID for comparison).
• 01 authorization document (if any).
• 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) and passport (for foreign investors only).
• 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only).
• 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of HSC (if any).

For legal entities:

• 01 original copies of covered warrant purchase application forms - CW Purchasing Registration Form
• 01 certified copy of certificates of company registration.
• 01 certified copy of related documents on changing company register information (if any)
• 01 copy of ID card or passport of legal representative.
• 01 copy of Authorization document for the representative on behalf of organization.
• 01 certified copy of seal registration (if any)
• 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) (for foreign investors only)
• 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only)
• 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of HSC (if any)