Foreign retail investor
Foreign Individual Investor should be advised to complete the following 3 requirements prior invest securities in Viet Nam:
- Apply 01 Securities Trading Code (STC) in Viet Nam. This STC is an unique number granted to each Investor.
- Open a securities account at Securities company.
- Open a Foreign Indirect Investment (FII) at the commercial bank which has got foreign exchage license.
Kindly refer to the below for further details:
1. For Foreign Individual Investor who hasn’t applied STC yet.
Document |
Requirement |
Quantity |
Note |
---|---|---|---|
Required documents to open securities account at HSC Applied for Investor who presents / does not present in Viet Nam |
|||
HSC Account opening form [Download here] |
|
02 forms |
|
Securities trading code registration form [Download here]
|
|
02 forms |
|
Power of attorney [Download here] |
|
02 forms |
|
Passport |
|
02 copies |
Passport should be notarized public; or legalized at Vietnamese Consulate |
FATCA W-8BEN [Download here] |
|
02 forms | Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting. |
FATCA W-9 [Download here] |
|
02 forms | Identification Number and Certification. |
Required documents to open FII (Foreign Indirect Investment) account at BIDV |
|||
a. Investor who presents in Vietnam |
|||
Address: 66 Pho Duc Chinh Street, Nguyen Thai Binh Ward, Dist 1, HCMC
Address: 74 Tho Nhuom Street, Tran Hung Dao Ward, Hoan Kiem Dist, Ha Noi
|
|||
b. Investor who does not present in Vietnam |
|||
Contact HSC for further guidance to fullfil documents via email support@hsc.com.vn or telephone number: (028) 3823 3298 – press 0 Kindly courier the documents form Overseas to HSC. The required documents as details: HSC will check and respond right after receving all required documents |
|||
Document |
Requirement |
Quanlity |
Note |
BIDV Account opening [Download here] |
|
02 forms |
Passport must have speciment signature of the Bearer. Signature on passport must be similar to the signature which is signed on this Account opening form. If both signatures are different, the Account opening form should be notarized public |
BIDV authorized account form [Download here]
|
|
02 forms |
|
Form Commitment [Download here] |
|
02 forms | |
Passport |
|
01 copy |
|
FATCA W-8BEN [Download here] |
|
02 forms | Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting. |
FATCA W-9 [Download here] |
|
02 forms | Identification Number and Certification. |
2. For Foreign Individual Investor who has already granted STC.
Document |
Requirement |
Quantity |
Note |
---|---|---|---|
Required documents to open securities account at HSC Applied for Investor who presents / does not present in Viet Nam |
|||
HSC Account opening form [Download here] |
|
02 forms |
|
Passport |
|
02 copies |
Investor does not present in Vietnam : Passport should be notarized public; or legalized at Vietnamese Consulate Investor presents in Vietnam: Passport should be notarized public |
Securities trading code |
|
01 copy |
|
Required documents to open FII (Foreign Indirect Investment) account at BIDV |
|||
a. Investor who presents in Vietnam |
|||
Address: 66 Pho Duc Chinh Street, Nguyen Thai Binh Ward, Dist 1, HCMC
Address: 74 Tho Nhuom Street, Tran Hung Dao Ward, Hoan Kiem Dist, Ha Noi
|
|||
b. Investor who does not present in Vietnam |
|||
Contact HSC for further guidance to fullfil documents via email support@hsc.com.vn or telephone number: (028) 3823 3298 – press 0 Kindly courier the documents form Overseas to HSC. The required documents as details: HSC will check and respond right after receving all required documents |
|||
Document |
Requirement |
Quantity |
Note |
BIDV Account opening form [Download here] |
|
02 forms |
Passport must have speciment signature of the Bearer. Signature on passport must be similar to the signature which is signed on this Account opening form. If both signatures are different, the Account opening form should be notarized public |
BIDV authorized account form [Download here]
|
|
02 forms |
|
Form commitment [Download here] |
|
02 forms |
|
Passport |
|
01 copy |
|
FATCA W-8BEN [Download here] |
|
02 forms | Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting. |
FATCA W-9 [Download here] |
|
02 forms | Identification Number and Certification. |